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Investment Options

Offering a Wide-Range of Investment Opportunities.

Through our affiliation with First Allied Securities, Inc., we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied.

Alternative Investments

  • REITs
  • Equipment leasing
  • Managed futures
  • Equity-linked notes
  • Oil & Gas Programs
  • Tax Credit Programs
  • Real Estate LLC's
  • Mortgage Funds

 

Asset Management

  • Independent manager search
  • Performance monitoring and reporting
  • Wrap-fee accounts
  • Asset allocation
  • Fee-in-lieu accounts
  • Outside managed accounts

 

Insurance

  • Fixed annuities
  • Variable annuities
  • Term life
  • Variable life
  • Universal life
  • Whole life
  • Disability
  • Long-term care

 

Mutual Funds

  • Open-end funds
  • Closed-end funds
  • Networking
  • Dividend reinvestment

Stocks

  • NYSE-listed stocks
  • NASDAQ over-the counter
  • All other major exchanges
  •  Foreign stocks
  • Margin accounts
  • Corporate finance
  • Investment banking
  • 144 and other restricted securities sales
  • Employee stock-option plans

 

Government Securities

  • Ginnie Maes
  • Treasury bills
  • Treasury bonds
  • Treasury notes

 

 

Unit Investment Trusts


 

Retirement Accounts

  • IRAs
  • SEP/IRAs
  • Roth IRAs
  • Education IRAs
  • Simple IRAs
  • Defined Contribution Plans
  • Defined Benefit Plans
  • Money-purchase pension plan
  • Profit-sharing plan
  • 403(b) & 401(k)
  • Cash Balance Plan
  • New Comparability Plans

 

Cash Management

  • Daily sweep accounts
  • Money markets
  • Insured CDs
  • Online account access

 

 

Bonds

  • CMOs
  • Convertible
  • Corporate
  • Municipal
  • Zero coupon


 

 

 

Investment
Monitoring

  • eMoney-

 

Education Plans

  • 529 Plans

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